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Currently governing Wealth & Investment Management process risk at Wells Fargo

Turning fragmented process chaos into audit-ready governance.

Process Governance leader with 17+ years building enterprise BPM and Risk & Control frameworks across global banking institutions — trusted by regulators, auditors and business stakeholders alike.

17+Years Experience
5Global Organizations
CSMCertified ScrumMaster
BPMN 2.0Governance Framework
Shobana Raju — Senior Process Engineer
Audit-Ready Frameworks
Enterprise Risk & Controls
About

The governance layer between operations and regulators.

"Known for converting fragmented process documentation into audit-ready, enterprise-standard frameworks trusted by regulators and business stakeholders alike."

— Career Philosophy

Shobana Raju is a Process Governance leader with 17+ years driving enterprise-scale Business Process Management and Risk Control frameworks across global banking institutions, including Wells Fargo and GE. She currently owns the enterprise service and process model for a Fortune 500 bank's Wealth & Investment Management division — governing the accuracy, compliance, and risk alignment of a large-scale process inventory.

She combines deep BPM/BPMN 2.0 expertise with Certified ScrumMaster credentials, bridging the gap between rigorous process governance and Agile delivery. Her career spans banking operations, vendor risk audit, and business analysis — giving her a rare, end-to-end view of how process, risk and controls connect across an enterprise.

Governance-first

Every process is a system of record — accuracy and compliance are non-negotiable.

Agile-informed

Bridges structured governance with Scrum/Kanban delivery rhythms.

Audit-ready

Documentation built to withstand regulator and internal audit scrutiny.

Mentor-minded

Trains and grows offshore process engineering talent.

Career Highlights

17 years, one throughline: governance you can trust.

A career built inside global banking and BFSI operations — from title audit to enterprise process ownership.

0+
Years of Experience
0+
Global Organizations
0
Business Lines Audited (GE Client)
CSM
Certified ScrumMaster
RCSA
Risk & Control Self-Assessment
GPDL
Group Process Definition Librarian
Skills

Where process governance meets Agile delivery.

Five interlocking skill domains built over a career spanning banking, BFSI operations and enterprise BPM.

BPM

BPM & Process Governance

BPMN 2.0Enterprise Service ModelingProcess Repository Governance (GPDL)iGrafxVisioSOP DevelopmentProcess Documentation & Audit
R&C

Risk & Compliance

RCSARegulatory ComplianceOperational Risk ManagementAudit SupportVendor Risk Management
Agl

Agile & Delivery

ScrumKanbanSAFeSprint PlanningBacklog ManagementStakeholder FacilitationJira
Ldr

Leadership

Cross-Functional Stakeholder ManagementOffshore Team Training & MentoringClient Relationship Management
Experience

17 years across banking, audit and process governance.

A reverse-chronological path from title audit and vendor risk into enterprise process ownership at a Fortune 500 bank.

Process Engineer (Consultant)

Wells Fargo
Jan 2023 – Present
  • Lead Risk & Control Self-Assessment (RCSA) for Wealth & Investment Management, spanning Core Banking and BPM, ensuring risk ratings and controls meet enterprise standards across a large multi-LOB process portfolio.
  • Own the enterprise Service Model as Service Modeler, governing alignment between services, processes, controls, and risk frameworks — the system of record used by risk, audit, and business teams enterprise-wide.
  • Serve as Group Process Definition Librarian (GPDL), maintaining accuracy and regulatory compliance of the enterprise process inventory, reducing governance gaps flagged in internal audits.
  • Train and mentor offshore process engineering staff, building post-system-transformation capability and shortening ramp-up time for new team members.
  • Partner with process SMEs across all lines of business to build BPMN 2.0-compliant process models in iGrafx and Visio, improving documentation consistency and audit readiness.
  • Establish and run stakeholder review/approval governance cycles, reducing rework and accelerating sign-off on new and updated process models.

Business Analyst (SME)

Genpact India (Symphony Marketing Solutions)
Mar 2021 – Dec 2022
  • Owned end-to-end delivery for multiple concurrent client engagements as SME — from requirement-gathering through post-project deep-dive analysis — improving client insight turnaround and satisfaction.
  • Directed data validation, hierarchy design, and QC workbook accuracy for client deliverables, strengthening data integrity across all managed accounts.
  • Proactively identified data and process risks, resolving or escalating issues before client impact and reducing downstream rework.
  • Led client calls jointly with the Client Service Team, managing multiple client relationships while maintaining SLA compliance.

Process Lead

IGATE Global Solutions (Capgemini Business Services)
Dec 2016 – Mar 2021
  • Executed day-to-day operational risk management and compliance reporting for retail banking operations across multiple lines of business.
  • Authored and maintained SOPs for core operational processes, standardizing execution and reducing process variance.
  • Led process reviews and audits, assigning risk ratings per policy standards and improving overall audit readiness.
  • Partnered with the business control team on ongoing and point-in-time risk evaluations covering client onboarding and account maintenance.

Senior Associate – Vendor Management Audit (GE Client Accounts Payable)

IGATE Global Solutions
Mar 2010 – Dec 2016
  • Audited vendor management operations across seven business lines (Aviation, Healthcare, Oil & Gas, Capital, Corporate, Power & Water, Transportation), ensuring payment accuracy via BIC and Sort Code verification.
  • Processed and validated supplier setup workflows (addition, extension, activation, deactivation), improving workflow turnaround and reducing processing errors.
  • Resolved Global Banking setup and Accounts Payable escalations related to supplier banking configuration.
  • Produced daily and monthly error, dashboard, and tracking reports for client leadership, improving visibility into audit trends and team performance.

Senior Associate

ISGN Corporation
Oct 2008 – Mar 2010
  • Delivered post-closing support for a leading U.S. title insurance company, verifying and processing mortgage closing packages within established SLAs.
  • Conducted post-closing audits and discrepancy reporting, reducing downstream investor package rejections.
  • Coordinated MERS registration and trailing document follow-up, ensuring regulatory compliance for closed loans.

Quality Analyst

Fidelity National Finance
Jan 2007 – Sep 2008
  • Researched and validated real estate title records for defects — liens, judgments, bankruptcies — ensuring accurate title marketability assessments.
  • Audited title production output, identifying trend-based problem areas and reducing recurring defects for the offshore production team.
Featured Work

Governance frameworks in practice.

The resume does not list named client case studies, so these summaries are generated from her role responsibilities above.

Suggested Content — generated from experience, confirm before publishing
01

Enterprise Service Model Ownership

Owns the system-of-record Service Model at Wells Fargo's Wealth & Investment Management division, aligning services, processes, controls and risk frameworks used enterprise-wide by risk, audit and business teams.

BPM · Enterprise Governance
02

RCSA Across a Multi-LOB Portfolio

Leads Risk & Control Self-Assessment spanning Core Banking and BPM, ensuring risk ratings and controls meet enterprise standards across a large multi-line-of-business process portfolio.

Risk & Controls
03

Offshore Capability Build-Out

Designed and delivered training for offshore process engineering staff post-system-transformation, shortening ramp-up time for new team members.

Mentoring & Enablement
Education & Certifications

Formal foundation, industry-recognized credential.

🎓

MBA, Finance

Symbiosis (Distance Learning)

2010
🎓

B.Com, Bachelor of Commerce

R.B.A.N.M's, Bangalore

2005

Certified ScrumMaster (CSM)

Bridges process governance and Agile delivery

Tools I Know

The platforms behind the frameworks.

iG
iGrafx
Vi
Visio
Ji
Jira
Tb
Tableau
Xl
MS Excel
Bp
BPMN 2.0
Sc
Scrum
Kb
Kanban
Sf
SAFe
Of
MS Office
Why Hire Me

The candidate who removes governance risk from day one.

Most process hires need months to earn trust with risk and audit teams. Shobana already owns the system of record a Fortune 500 bank's regulators check first — so the value starts on day one, not after a ramp-up period.

17+ yrsBanking & BFSI governance
EnterpriseService Model & process inventory owner
Audit-TrustedFrameworks regulators and auditors rely on
CSMCertified ScrumMaster — governance meets Agile

Governance Leadership

Owns the enterprise Service Model and Process Definition Library at a Fortune 500 bank — the single system of record risk, audit and business teams rely on enterprise-wide. This is a hire who steps directly into ownership, not observation.

Risk & Controls Expertise

Leads RCSA across a large multi-LOB process portfolio, ensuring risk ratings and controls meet enterprise standards — reducing the governance gaps that internal audits flag.

🏦

Banking Domain Depth

17+ years inside global banking and BFSI operations, spanning Wells Fargo, GE, and retail banking lines of business — deep enough domain fluency to sit in the room with auditors and regulators from week one.

Agile–BPM Bridge

A Certified ScrumMaster who runs process governance alongside Scrum, Kanban and SAFe delivery rhythms — rare fluency that keeps governance from slowing Agile teams down.

📋

Audit-Ready Documentation

Builds BPMN 2.0-compliant process models and SOPs designed to withstand regulator and internal audit scrutiny — converting fragmented documentation into enterprise-standard frameworks.

🤝

Stakeholder & Team Leadership

Runs cross-functional review and approval governance cycles that reduce rework and accelerate sign-off, while training and mentoring offshore teams to sustain capability long after she's onboarded.

Still deciding? A 20-minute call answers it faster than a stack of resumes.

See exactly how this governance experience maps to your open role.

📞 Schedule an Interview Call
My Process

How a process goes from fragmented to audit-ready.

A consistent six-step governance cycle applied to every process model and risk assessment.

1

Discover

Gather process reality from SMEs and existing documentation.

2

Analyze

Assess risk exposure, controls, and compliance gaps.

3

Design

Build BPMN 2.0-compliant models in iGrafx and Visio.

4

Validate

Run stakeholder review and approval governance cycles.

5

Govern

Maintain the process inventory as the enterprise system of record.

6

Continuously Improve

Feed audit findings and SME input back into the model.

Open to Senior Process Engineer & Governance Lead roles

Your next governance hire is one call away.

17+ years of audit-trusted BPM and RCSA experience, ready to plug straight into your risk and compliance bench. Let's put 20 minutes on the calendar and talk through your open role.

EmailShobanaraju1017@gmail.com
Phone+91-9986182288
📍
LocationBangalore, India
in
LinkedInlinkedin.com/in/shobana-raju

Send a message

I typically respond within 1–2 business days.